Cftc no action letter 13-11

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August undefined, 2024

WebJan 13, 2024 · This marks the first time, at least since the adoption of the Dodd-Frank Act in 2010, that the CFTC will publish incoming letters requesting agency staff relief. The chairman's statement does not provide additional details on how the Commission will implement the change. While this new policy is a departure from longstanding …

Commodity Futures Trading Commission CFTC

WebOn July 10, 2024, the Division of Swap Dealer and Intermediary Oversight (DSIO) (now Market Participants Division (MPD)) and the Division of Clearing and Risk (DCR) published CFTC Letter No. 19-17, which, among other things, provides guidance with respect to the processing of margin withdrawals under regulation § 39.13(g)(8)(iii) and announced ... WebRequest Relates to CFTC Letter No. 19-26 . 1 Mr. Joshua B. Sterling . Director . Division of Swap Dealer and Intermediary Oversight . U.S. Commodity Futures Trading Commission . Three Lafayette Center . 1155 21st Street, N.W. Washington, DC 20581. June 16, 2024 . RE: REQUEST FOR NO-ACTION LETTER REGARDING THE APPLICATION OF … mhbhonline

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WebNo-Action Letter 13-10 April 8, 2013 Parts 43, 45 and 46 of the CFTC’s regulations. Division of Market Oversight Advisory Parade 8, 2013. No-Action Letter 12-41 Decembers 5, 2012 Part 43, Share 45 and Part 46 of the CFTC's regulations. No-Action Cover 12-32 November 19, 2012 Part 43, Part 45 and Part 46 from the CFTC's regulations. 11/29/2012 WebApr 4, 2013 · However, under No-action Letter 13-06, compliance with certain other swap data recordkeeping rules for SDs and MSPs, including the obligation to keep data on site and searchable, has been delayed until June 30, 2013 (see Legal Update, CFTC Further Delays Some Swap Data Recordkeeping Rules for SDs and MSPs). WebJan 17, 2024 · adoption of CPO and CTA registration exemptions under CFTC Rules 4.13(a)(6) and 4.14(a)(11) for qualifying family offices, ... Jobs Act Relief under CFTC No-Action Letter 14-116. how to calibrate mettler toledo scale

Commodity Futures Trading Commission CFTC

U.S. COMMODITY FUTURES TRADING COMMISSION

WebAug 14, 2024 · The new no-action letter provides relief to non-U.S. SDs from TLRs for ANE Transactions — to the extent those requirements are not addressed in the Final Rule — until the CFTC addresses whether a particular unaddressed requirement … WebJan 9, 2024 · These amendments codify CFTC staff no-action relief under CFTC No-Action Letters No. 12-37 and 14-143, on which family offices have been able to rely since 2012 and 2014, respectively. mhb heartbeatWebMar 18, 2016 · Under the rule prior to the Amendment and CFTC staff no-action guidance, End Users were exempted from many of the CFTC rules implementing the Dodd-Frank Act swaps regulatory regime with respect to such option transactions, so long as the transaction and the parties met certain conditions. how to calibrate minirae lite

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Cftc no action letter 13-11

Skadden Discusses CFTC’s Final Cross-Border Swaps Rule

Web11 rows · Mar 30, 2024 · Revision of CFTC Staff Letter No. 13-70, regarding certain duties imposed on swap dealers (SDs) and major swap participants (MSPs) pursuant to the … WebOct 21, 2014 · On October 15, 2014, the CFTC released CFTC No-action Letter 14-126(No-Action 14-126), providing relief from the requirement to register as a CPO under CEA section 4m(l) to CPOs that have delegated certain of their responsibilities as the CPO of a commodity pool (delegating CPOs) to a designated CPO that is a CFTC-registered …

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WebOn July 10, 2024, the Commodity Futures Trading Commission (“CFTC”) issued CFTC Letter No. 19-17, containing, in part, Time-Limited No-Action Relief with Respect to the Treatment of Separate Accounts by Futures Commission … WebNov 11, 2024 · The Commodity Futures Trading Commission (CFTC) has unanimously approved amendments to the real-time swap reporting rules in Part 43 of the CFTC’s regulations by, among other things, clarifying the applicability of the rules to swaps executed in a prime brokerage agency arrangement. The CFTC previously issued no-action relief …

WebDec 5, 2015 · CFTC No-Action Letter 13-11 dated April 30, 2013 Re: Time Limited Relief for Swap Dealers in Connection with Prime Brokerage Arrangements. See also May 6, … WebDec 5, 2014 · No-Action Letter 13-22 provides relief from the clearing mandate to “eligible treasury affiliates” that meet a number of qualifications, including (a) the person is directly wholly owned by a non-financial entity or another eligible treasury affiliate and not indirectly majority-owned by a financial entity; (b) the person’s ultimate parent is no...

Web1 day ago · clearing members, and customers currently rely on the no-action position in CFTC Letter No. 19-17 (including the extensions of time in CFTC Letters No. 20-28, 21-29, and 22-11) to permit and/or engage in separate account treatment. Commenters are requested to provide data where available (e.g., number of DCOs and/or clearing … WebCommodity Futures Trading Commission CFTC

WebNov 22, 2013 · The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight has issued No-Action Letter 13-70 providing relief to swap dealers (SDs) and major swap participants (MSPs) from (1) trading relationship documentation obligations under CFTC regulation 23.504, and (2) certain external …

WebMay 7, 2013 · On May 1, 2013, the CFTC granted further limited no-action relief under No-action Letter 13-12 (Letter 13-12) to swap dealers (SDs) and major swap participants … mhb handbags outlet wholesaleWebDec 5, 2014 · No-Action Letter 13-22 provides relief from the clearing mandate to “eligible treasury affiliates” that meet a number of qualifications, including (a) the person is … how to calibrate metene glucometerWebDec 7, 2024 · The ARRC Reporting Relief request was formally filled with the CFTC on Dec 15. This letter requests up to five business days relief from swap reporting obligations under CEA section 2(a)(13)(G) and P45 which requires the reporting of certain swap creation data upon the execution of any swap and the reporting of certain continuation data throughout … how to calibrate metene glucose meter